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Welcome to the UFIA
Join Broker Dealers, Investment Advisors, Family Offices, Public Companies, Private Issuers, Attorneys, CPA's and other Financial Professionals.
As an Elite Member you can interact with other Members in various chat rooms, get the latest regulatory updates and information as well as access to various Compliance and Business Development experts.
Surround yourself with positive people, and you will achieve positive results!
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Membership Benefits
General Membership
As a member of the United Financial Industry Association, you receive the following:- Detailed Professional Profile
- Access to member networking events
Elite Membership
Includes the benefits of Basic Membership, plus:- Video Introduction on your Directory profile
- Ability to upload videos and presentations
- Ability to post public Articles with you as the author
- Access to The Deal Room
- Regulatory updates
- Access to our Community Calendars and the ability to post your own events
- Direct Messaging with other UFIA Members
- 1 hour of free regulatory/business development consulting with one of our staff
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Featured Profiles
Tritaurian Capital, Incorporated is a FINRA registered broker-dealer specializing in blockchain based finance and investment banking.
5169006282
VCS is a New York based FINRA registered broker dealer specializing in Private Placements and General Securities business.
- Cryptocurrency Exchanges
- AML Audits
- (and 1 more)
888-521-8858
At BLOCKCHAIN360.io we provide you the expertise in obtaining regulatory licenses for your cryptocurrency exchange such as State Money Transmitter Licenses (MTL).
Our team will deal with the regulatory filings as well as prepare Anti Money Laundering Procedures (AML) for your exchange. We think outside of the box and our solution-oriented approach allows you to focus on building your business while we do the heavy lifting.
888-521-8858
Luxor Financial Group, Inc specializes in the formation of Broker Dealers and RIAs. Whether you are buying a Broker Dealer or want to build one, Luxor Financial Group gets the job done. We are experts in New Membership Applications (NMAs/1013s), Continuing Membership Applications (CMAs/1017s), Expansion Filings, Regulatory Inquiries, AML audits, FinOp Services, Business Development, Business Plans, Pro-Forma Financials, Written Supervisory Procedures (WSPs), Anti Money Laundering Procedures (AMLs), Business Continuity Plans (BCPs) and anything involving owning and Operating a Broker Dealer.
"If you surround yourself with positive people, you will achieve positive results!"
Give our experts a call at: 888-521-8858
